FAQs
☞ Fill the complaint registration form containing personal details ☞ Provide the complaint details ☞ Ensure that you fill the mandatory fields on the form. These fields include Name, Address for correspondence, State, Email Address of Investor and PAN Card no. in case of complaints against the broker.
How to raise a complaint against a stock broker in India? ›
You can lodge your complaint online with the Securities and Exchange Board of India (SEBI) and subsequently view its status. Users can register their complaints by filling up this online form, send reminder for their complaints and view status of their complaint. Toll free helpline number for investors is also given.
How do I send an email to SEBI? ›
For any queries/feedback or assistance, you may also contact 022-26449188/ 26449199/40459188/40459199 or send e-mail to sebi@sebi.gov.in.
How do I raise an issue with SEBI? ›
Investor Complaints
- Complaint Registration.
- Send Reminder.
- View Complaint Status.
- Toll Free Helpline: 1800 266 7575.
- Common Investor Service Centres of Stock Exchanges.
What to Say
- Include your name, address and phone numbers at home and work.
- If it is not possible to type your letter, be sure your handwriting is easy to read.
- Make your letter brief and to the point. ...
- State what you feel should be done about the problem and how long you are willing to wait to get the problem resolved.
Tips for writing a successful complaint letter
- the subject of your complaint.
- your original expectation about the subject.
- what went wrong.
- details of any attempts by the other party to put right the problem, and why they did not work.
- why the fault or error or action affects you so greatly.
- what compensation you seek.
Investors could lodge their complaints in the format prescribed by the Exchange along with the supporting documents either by registering their complaints in electronic mode through our website www.nseindia.com or may send in their complaints to the nearest investor service centre.
How do I complain about a trusted trader? ›
You can:
- Talk to the trader and try to sort out the problem with them first. It can often help if you put the issue in writing to them.
- Complete our raising a Trusted Trader complaint form if you have not been able to settle the dispute by talking to the trader.
Can a person give stock tips without the SEBI registration? They cannot give tips and if complained he may be bared from financial markets for years or can also face jail term. Only SEBI registered financial advisors can recommend stocks… Their are exceptions such as Brokers/sub brokers/financial advisers.. Etc..
Who is the head of SEBI? ›
Madhabi Puri Buch, chairperson of the Securities and Exchange Board of India (SEBI), said that she has a "long list of colleagues" who have found her very difficult to work with.
Any information concerning grievances against Trading Members (Broker) / Companies listed on the Exchange may be registered under the section Invest > Making a Complaint > File a Complaint online on the NSE website.
Who is the chief of SEBI? ›
Madhabi Puri Buch is the chairperson of the securities regulatory body Securities and Exchange Board of India (SEBI). She is the first woman chairperson to lead SEBI.
How do I connect to SEBI? ›
Vigilance Department (Vigilance Dept.)
- Complaint Registration.
- View Complaint Status.
- Toll Free Helpline: 1800 266 7575.
- Common Investor Service Centres of Stock Exchanges.
One of the major criticisms of SEBI is its inability to detect and prevent insider trading. Insider trading is a form of market manipulation where individuals with privileged information use it to gain an unfair advantage in the market.
What is the redressal system of SEBI? ›
“SCORES is an online grievance redressal facilitation platform provided by SEBI. Complainants can lodge grievances pertaining to securities market against SEBI regulated entities like listed companies, Registered Intermediaries and Market Infrastructure Institutions.
How do I write a complaint letter to a government agency? ›
A complaint letter format will typically begin with the sender's details, followed by stating who it's addressed to, the date, and then the letter itself. The opening paragraph should state your reason for writing, and the meat of the text will go into detail about the matter.
How to file a complaint against a person for his illegal income in India? ›
Online Complaint: Visit the official website of the Income Tax Department of India (https://www.incometaxindia.gov.in) and look for the “File Complaints on Tax Evasion/Violation of Tax Laws” or a similar link. Online filing is often available for reporting tax evasion and black money cases.
How to write a strongly worded letter of complaint to vendor? ›
The Basics of a Complaint Letter
Include relevant information like key dates and serial numbers. Politely but firmly state exactly what solution you want, whether that's a refund, an exchange, etc. Include supporting documents like receipts and give the company a clear time frame in which to respond.
How do I complain to the SEC about my financial advisor? ›
To ask a question or report a problem concerning your investments, your investment account or a financial professional, contact us online or call the SEC's toll-free investor assistance line at (800) 732-0330 (if outside of the U.S., call 1-202- 551-6551). Visit Investor.gov, the SEC's website for individual investors.
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